Abdulali Jiwaji, financial litigation partner at Signature Litigation, explains why 'naming and shaming' will only get the FCA so far, and why the regulator must instead implement...

An inputting error resulted in $1.4bn of equities being sold.

With the FCA’s review of outcomes for vulnerable clients announced, Jonathan Barrett, CEO of Comentis, explains a simple three-step process to identify vulnerable customers...

Three other individuals were convicted and sentenced to 23 years for their part in the fraud.

The proposals would enable the FCA to name firms it is investigating at the outset of an investigation.

Phil Lewis, head of risk and compliance at Source Insurance, explores how firms can ensure they are meeting the FCA's expectations while preparing the first Consumer Duty board...

The regulator says his misconduct "put the market and investors at risk".

The ‘closed book’ phase of the Duty comes into force at the end of July.

16 trade bodies have also written to the regulator opposing the plans.

Daniel Holden, head of Air’s Academy Learning Programme, outlines the importance of understanding best practice considerations that advisers should take when exploring later life...