The regulator says his misconduct "put the market and investors at risk".

FCA is also consulting on extending the rules to portfolio managers.

Over 300,000 investors were affected by the equity fund’s collapse four years ago.

The firm took £2.8m as deposits under loan agreements and/or as part of an unauthorised collective investment scheme.

We spoke to Chris Little, chief revenue officer at finova, about the current challenges facing brokers, what 2024 has in store for mortgage rates, and how advisers can meet the...

Niki has 30 years' experience in the banking industry with previous roles at Barclays and Santander.