Related topic: FCA

The review highlights the importance of the effective management of group-wide risks and due diligence in the acquisition process.

Home finance complaints fell by 6%, while trust-based pension complaints rose 38%.

The FCA says he "knew his conduct amounted to insider dealing, abusing his position of trust".

The bonus deferral period for senior bankers will be cut from eight years to four.

However, people are now expected to receive around £700 on average, below the initial estimate of £950.

Investors were offered impossibly high returns of 1.4% a day, 7% a week or 350% a year.

Two CMCs have agreed to change their exit fee policies and two others have agreed not to take on clients until they’re able to show they comply with FCA rules.

John Higgins, partner at Pathlight Associates, addresses how smaller firms, mortgage brokers, and financial advisers can avoid regulatory scrutiny by establishing measures to promote...

It has launched a new Suitability Report ahead of potential regulatory change as a result of the FCA’s recent Discussion Paper.

Kate Davies, executive director of the Intermediary Mortgage Lenders Association (IMLA), says the FCA's plan to widen access to homeownership requires proportionate, intelligent...